Wiley FINRA Series 57 Exam Review 2017

Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader. The exam covers Market Overview and Products, Engaging in Professional Conduct and Adhering to Regulatory Requirements, Trading Activities, Maintaining Books and Records and Trade Reporting. There are no prerequisites to taking the series 57 exam other than being sponsored by a FINRA member firm.Created by the experts at The Securities Institute of America, Inc., Wiley Series 57 Exam Review 2017 arms you with everything you need to pass this challenging 125–question test. Designed to help you build and fine–tune your knowledge of all areas covered in the exam and to guarantee that you?re prepared mentally and strategically to take the test, it provides:Dozens of examplesAssorted practice questions for each subject area covered in the examPriceless test–taking tips and strategiesHelpful hints on how to study for the te

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